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Heart failure with improved ejection fraction: A review and pooled analysis of pathophysiology, diagnosis and clinical management

Aref Albakri

St-Marien hospital Bonn Venusberg, department of internal medicine, Bonn, Germany

E-mail : bhuvaneswari.bibleraaj@uhsm.nhs.uk

DOI: 10.15761/IMC.1000141

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Abstract

Substantial or even complete myocardial healing may occur in patients with heart failure (HF) either after aggressive treatment or after the removal of the causative agent. This cohort has been termed HF with improved left ventricular (LV) ejection fraction (HFiEF) and they are prevalent in the HF referral population. They are a distinct cohort of HF patients with different underlying causes, comorbidities, response to therapy and outcomes compared to HF patients with persistently reduced ejection fraction (HFrEF) or with preserved ejection fraction (HFpEF). LVEF has been the mainstay of measuring therapeutic success and prognosis in HF patients. Improvements in LVEF suggest effectiveness of therapy and better quality of life as well as lower hospitalization rates and longer survival. However, mortality and morbidity in HFiEF patients remains higher compared to those in the normal population (those that have never had HF) suggesting that recovery of LVEF may not necessarily translate into true healing. Moreover, clinical management of these patients is challenging because of the lack of consensus guidelines or data to guide management and whether to continue or discontinue treatment after LVEF recovery is an individual centre’s decision. This paper reviews specific clinical features, pathophysiology, and clinical implications for HFiEF to improve clinical understanding of this new HF phenotype.

Key words

heart failure [hf], heart failure with improved ejection fraction [hfief], heart failure with recovered ejection fraction; heart failure with reduced ejection fraction [hfref]

Introduction

In the mid-1980s, studies of vasodilator therapy in patients with heart failure (HF) with reduced left ventricular (LV) ejection fraction (LVEF) begun to report that LVEF can improve in the course of guideline-directed HF therapy [1]. With advancements in medical and device therapies of HF with reduced EF (HFrEF), studies have repeatedly identified a subset of HF patients with substantial improvement in LVEF with or without therapy [2]. With these discoveries, HF with improved ejection fraction (HFiEF) has been recently introduced for patients with a normalized LVEF but who previously had reduced LVEF. The conundrum is whether improved fraction (EF) means a true healing (reverse modelling) of the LV systolic function or it is simply a normalization of the LVEF. Underlying the conundrum is the observation that many HFiEF patients continue to exhibit remaining abnormalities such as elevated biomarker profiles, and high hospitalization and mortality rates compared to individuals who have never had HF. In some HFiEF patients, improvement may be transient suggesting that the presence of other factors may mediate recovery and the recurrence of reduced LVEF. Besides, there are no tested or validated treatment regimens for this population.

The decision to continue or to stop HF treatment upon LVEF improvement has remained a grey area in HF literature and cardiology practice. The current HF guidelines on treatment of HF by the European Society of Cardiology (ESC) [3,4], the American Heart Association (AHA) [5] and Canadian Cardiovascular Society [6] are all silent on clinical management of HFiEF patients. These guidelines only give recommendations for the diagnosis and management of HF with reduced EF (HFrEF) and HF with preserved EF (HFpEF). The emerging question on the management of HFiEF patients are. (a) Should these patients remain on HF treatment regimen they used when they had reduced EF? (b) Should they be treated using recommendations for HFpEF patients? (c) Is there another viable HF treatment option for HFiEF patients? (d) How often should these patients be evaluated for changes on LVEF? To answer these questions and many others, this paper reviews current published evidence on HFiEF patients to develop an understanding of its prevalence, risk factors, treatment and prognosis.

Nomenclature

The primary function of the heart is pumping blood through the entire circulation system to meet the hematologic needs of all body cells. Ejection fraction (EF) is a widely used clinical parameter and the mainstay of measuring the pumping efficiency of the heart. A heart that cannot pump sufficient blood to meet the hematologic needs of cells will often exhibit a lower EF. Thus, EF is an important indicator of the pumping efficiency of the heart and the cornerstone for the definition, classification and treatment of HF. The EF of the left heart, known as LVEF, is a volumetric fraction of the blood ejected from the left side of the heart with each contraction. It is calculated by dividing stroke volume (the volume of blood ejected from the LV per beat) by the end-diastolic volume (volume of blood collected in the LV at the end of diastolic filling). The EF of the right heart, known as the RVEF, measures the pumping efficiency of the heart into the pulmonary circulation. In clinical practice, the RVEF is the most common index used for measuring RV contractility. However, its utility in the clinical diagnosis of HF is limited because it is highly dependent on loading condition and therefore may not adequately reflect contractility [7].

After the vasodilator studies of HFrEF patients in the mid-1980s revealed a subset of HF patients with improved LVEF (HFiEF), several subsequent studies have supported structural and functional improvement of the LV with or without therapy [8-12]. However, HFiEF patients lack a consensus definition because the available guidelines provide different description and categorization. The most recent 2013 American College of Cardiology Foundation/American Heart Association (ACCF/AHA) guidelines for the management of HF describes a cohort of HFpEF improved as those having LVEF > 40% but who previously had LVEF ≤ 40% [5]. The 2016 ESC position statement for the diagnosis and treatment of HF introduced a category they termed HF with midrange EF (HFmEF) with LVEF ranging between 40% and 49% but did not distinguish between patients who previously had lower LVEF and those who have never had reduced LVEF (≤ 40%). Other studies have described HFiEF patients as those who have LVEF ≥ 50% but with previously documented LVEF < 50% [9,13]. HFiEF has since been described as HF patients with LVEF > 40% with a previously documented LVEF < 35% and have experienced an improvement in LVEF > 10%, which is beyond reproducibility and variability of imaging techniques [14, 15].

Besides HFiEF, other terminologies of this HF subset have been proposed such as HF with recovered EF, HF with restored EF or HF with better EF. However, the terminology HFiEF (improved EF) is more practical than recovered or restored EF.  Improved EF means that despite having normalized LVEF, patients may continue to exhibit clinical symptoms of HF and abnormal biomarker signs of cardiac functional impairment. The term “improved LVEF” also does not necessarily mean recovery from the underlying structural changes to cardiac structure and function. HFiEF also acknowledges the existence of varying degrees of improvement, and the magnitude of change can have prognostic implications [15]. Besides, improvement in LVEF has been considered a surrogate marker for the underlying process of reverse remodelling at the myocardial and ventricular structural and functional levels, and therefore, should accompany a decrease in LV volumes [16].

Epidemiology

HF referral population

A wide heterogeneity of aetiologic agents of the clinical syndrome of HF complicates the accurate determination of the epidemiology of HFiEF as well as the conduct of epidemiological studies on this HF patient sub-population. The prevalence of HFiEF varies significantly across different aetiologies of HF as well as varies based on spontaneous recovery of LVEF after the withdrawal of the causative agent or after undergoing aggressive medical therapy. For patients with Takotsubo (stress) cardiomyopathy (CM), LVEF improvement can occur rapidly even in the absence of medical therapy [17-19]. For many other HF patients, recovery of LVEF may be partially or wholly the result of aggressive medical therapy. Thus, the frequency of LVEF improvement depends on the aetiologic agent of the underlying CM or other heart diseases.

In an epidemiological study on the recovery of LVEF, Givert et al. [20] reported rates of LVEF improvement to >50% of between 60% and 100% in various reversible aetiologies of a recent onset (less than 6 months) dilated cardiomyopathy (DCM) such as tachycardia, Takotsubo and hyperthyroidism. However, lower rates of LVEF improvement were observed in patients with chronic HF. In Basuray et al. [9] post-hoc study on a cohort of 1,821 HF patients of the Penn Heart Failure Study, only 10% had improved LVEF to ≥ 50%. In a related post-hoc study evaluating 4,500 HF subjects enrolled in the Valsartan Heart Failure Trial (Val-HeFT), Florea et al. [14] reported only 9% improved LVEF to ≥ 40% during the 12 months follow-up period.

Recipients of device therapy

The prevalence of HFiEF also varies in patients receiving device therapy for HF. In the Multicentre Automatic Defibrillator Implantation Trial with Cardiac Resynchronization Therapy (MADIT-CRT) 79% of the patients had partial LVEF improvement to an average of 36% to 50% from a baseline of 30%. Only 7.3% of the patients had significant improvement in LVEF to > 50% [21]. In studies enrolling smaller HF cohorts implanted with CRT, a significant improvement in LVEF occurred in between 12% and 17% [22,23]. Substantial improvement in LVEF among HF patients who have undergone CRT suggests that unlike other HFrEF patients, LV dyssynchrony is a dominant cause of impaired LV function. The current evidence on epidemiology of HFiEF supports that the frequency of LVEF normalization varies considerably due to differences in definition of HFiEF as well as in the heterogeneity of study populations in terms of HF origin, duration and underlying medical therapy [15].

A meta-analysis of HFiEF studies

A meta-analysis of HFiEF studies is complicated by a wide variability in aetiology, duration of HF and medical treatment evaluated in different studies. Ideal meta-analysis should only include studies that enrol patients with a recent onset of HFrEF because in these patients, the initiation of guideline-directed HF regimen would provide an accurate assessment of the changes in LVEF. However, due to limited studies, both prospective and retrospective studies were included and formed the final dataset for analysis. Table 1 provides of the main study and patients characteristics of the included studies.

Table 1: Characteristics of included studies

1st Author [Ref #]

Year

Country

Design

Patient Population

Sample

Definition of LVEF

Predictors of LV Recovery

Cicoira [24]

2001

Italy

Retrospective

Chronic HF (iDCM)

98

≥ 40%

Men, older, & NICM and on ACE-I/ARB & β-blocker

Punnoose [2]

2011

US

Retrospective

Clinical Diagnosis of HF

358

≥ 40%

Young age, less AF, hypertension, and DM

Wilcox [25]

2012

U.S.

Prospective

Improve HF Trial

2709

> 10% increase

Female sex, no prior MI, non-ischemic HF

aetiology, and no digoxin use

Basuray [9]

2014

U.S

Prospective

HF patients in tertiary clinics

1821

≥ 50%

Abnormal biomarker profile – troponin I

De Groote [26]

2014

France

Prospective

Chronic HF on β-blocker

174

≥ 45%

Negative predictors are high LVEDD, low heart rate and the presence of complete LBBB

Florea [14]

2016

International

Prospective

HF from Val-HeFT

3519

> 40%

Less severe hemodynamic, biomarker, and neurohormonal profile, higher BP and β-blocker or valsartan

Kalogeropoulos [27]

2016

U.S

Retrospective

Adult outpatient with HF

2166

> 40%

Young age, male, less likely to have coronary artery disease, DM, and kidney disease  and taking ACEI/ARB

Nadruz [28]

2016

U.S

Prospective

HF patients referred to CPET

837

> 40%

Use of β-blockers and ACEI/ARB

Trulas [29]

2016

Spain

Retrospective

Spanish HF Registry

1202

≥ 50%

Young age,

NYHA II-III, lower prevalence of DM, dementia and cerebrovascular disease, higher

prevalence of COPD

Adamo [30]

2017

US

Retrospective

HD patients with LVEF <  50%

96

> 10% increase; > 50%

Normal GLS (> 16) - Men, older, & NICM and receiving ACE-I/ARB & β-blocker

Lupon [31]

2017

Spain

Prospective

Ambulatory HF patients

1057

≥ 45%

Men with

ischaemic HD, older age, NYHA II-III,, non-ischemic aetiology

Bermejo [11]

2018

Spain

Retrospective

Referral to HF Unit

449

> 40%

Younger age NYHA II-III, treatment with RAAS

inhibitors and β-blockers, absence

Swat [32]

2018

U.S.

Retrospective

Hospitalized NICM Patients

166

≥40% &≥10% improvement

Normal GLS, smaller LVEDD and LVESD

Park [33]

2019

Korea

Prospective

Hospitalized for Acute HF

1980

≥ 50%

Younger age, female sex, de novo HF, hypertension, AF and β-blocker

ACEI/ARB: Angiotensin converting enzyme – inhibitor/Angiotensin Receptor Blocker; AF: Atrial Fibrillation; DM: Diabetes Mellitus; GLS: Global Longitudinal Strain; HD: Heart Disease; HF: Heart Failure; iDCM: Idiopathic Dilated Cardiomyopathy; LBBB: Left Bundle–Branch Block; LVEDD: Left Ventricular End Diastolic Diameter; LVEF: Left Ventricular Ejection Fraction; MI: Myocardial Infarction; NICM: Non-Ischemic Cardiomyopathy; RAAS: Renin-Angiotensin-Aldosterone System

The present systematic review and meta-analysis included fourteen (14) observational studies published between 2001 and 2019. Due to the recency of HFiEF, most of the available studies compared characteristics, prognosis and clinical management of HFiEF patients with HFrEF and/or HFpEF patients. The 14 studies comprised of  an equal number of prospective studies [9,14,25,26,28,31,33] and retrospective studies [2,11,24,27,29,30,32]. Half (50%) of the studies were performed in the United States [2,9,25,27,28,30,32], three in Spain [11,29,31], and one each in Italy [24], France [26], and Korea [33], while the remaining one was an international study [14]. In total, the 14 studies enrolled 16,632 patients with chronic HF from tertiary clinics, referral to HF units, ambulatory patients, hospitalized patients, patients in tertiary clinics. HF registry and outpatients. Patients excluded were those without documented LVEF six months prior to the study, and without a follow-up LVEF in retrospective studies, which enabled the determination and classification of patients based on changes in LVEF.

Patient characteristics

Of the 16,632 HF patients enrolled in the 14 studies, 3,767 were HFiEF patients accounting for 22.7% of the study population. They were fewer than HFrEF patients accounting for 61.8% (n=10,285) of the study population but more than HFpEF patients accounting for 15.5% (n=2,580). HFiEF patients were younger (59.5 years), compared to HFpEF (69.8 years) and HFrEF (62.2 years). HFiEF patients had a male preponderance (64.4%) similar to HFrEF patients (73.9%) but HFpEF patients had a female predominance (54.3%). The mean improvement in LVEF varied considerably between studies attributable to definitional differences (cut-off value for HFiEF patients ranged from > 40% to > 50% or an increase of 10 percentage points), the heterogeneity of the study population, aetiologic agents, duration of HF and underlying medical therapy.  In the follow up period, HFiEF patients had a statistically significance weighted mean improvement of 20.86 percentage points (95% CI: 16.86 to 24.85; p = 0.000; Figure 1).  HFiEF patients also had a significant weighted mean decrease in LV end diastolic diameter (LVEDD) of -11.573 mm (95% CI -24.11 to -0.97; p=0.07). HFiEF patients had more often a non-ischemic aetiology (69.14%) compared to HFrEF (58.16%).

Figure 1. Difference in lvef mean between baseline and follow-up

Besides demographic characteristics, individual studies reported differences in clinical features of HFiEF patients compared to HFrEF and/or HFpEF patients. HFiEF patients are young at age, have shorter duration of HF, de novo onset of HF and less adverse myocardial remodeling at initial evaluation [2,24,33]. HFiEF patients also have normal global longitudinal strain (GLS > 16), smaller LV end diastolic or systolic diameter (LVEDD or LVESD) [30,32]. HFiEF patients had fewer comorbidities such as coronary artery disease (CAD), diabetes mellitus, and kidney disease, no prior myocardial infarction (MI), and less severe NYHA functional status – NYHA II-III [11,25,27,29]. Most HFiEF patients are also on beta-blocker or ACE-I/ARB therapy [11,24,28,30]. HFiEF patients are also associated with the absence of systemic diseases such as dementia, cerebrovascular disease and higher prevalence of chronic obstructive pulmonary disease (COPD) [27].

Predictors of LVEF improvement

Despite notable differences in the definition of HFiEF based on LVEF cutoff values across studies (>40%, >45%, > 50%, or an increase > 10%), several patient and clinical characteristics at index admission have been identified that may predict the likelihood of LVEF improvement. Unfortunately, studies on HFiEF have investigated a wide variety of demographic and clinical features making the conduct of a meta-analysis impossible. Data could only be pooled from two or three studies assessing similar characteristics that may predict improvement of LVEF in HF patients (Table 2). Patient characteristics at index admission associated with reduced likelihood for LVEF improvement include the male gender (odds ratio [OR] 0.727; p=0.000) [14,32,33], and older age (OR=0.98; p=0.000) [24,32,33]. Clinical characteristics with a negative predictive power of LVEF improvement are NYHA functional class III-IV (OR=0.422; p=0.024) [11], ischemic origin (OR=0.479; p=0.000) [11,14,33]. Positive predictive factors, those associated with the likelihood of a greater LVEF improvement are normal GLS (>16: OR=1.226; p=0.001) [30,32], the presence of hypertension (OR=1.40; p=0.003) [24,33] and the use of beta-blocker at discharge (OR=1.578; p=0.021) [14,33]. Individual studies have also reported de novo onset of HF (OR=2.23; p=0.001) [33] with a greater likelihood of LVEF improvement while the presence of diabetes mellitus (OR=0.55; p=0.001) [33] with a negative likelihood of LVEF improvement.

Table 2: Predictors of LVEF improvement at index admission

Predictor

OR

95% CI

P-value

Studies

Age

0.980

0.971-0.989

0.000

24,32,33

NYHA III-IV

0.422

0.199-0.893

0.024

11

Male

0.727

0.618-0.856

0.000

14,32,33

Ischemic origin

0.479

0.400-0.574

0.000

11,14,33

Hypertension

1.400

1.122-1.747

0.003

24,33

GLS (> 16)

1.226

1.083-1.388

0.001

30,32

BB at discharge

1.578

1.073-2.323

0.021

14,33

The present findings are consistent with the reports of a recent systematic literature review by Gulati and Udelson [15] on predictors of LVEF improvement among HF patients. The review lists female sex, non-ischemic aetiology of HF, shorter duration of HF and less severe cardiac remodeling at initial evaluation as positive predictors of LVEF improvement among HF patients with reduced LVEF. The same factors also predict HF patients that may respond well to CRT. The review also associates the presence of ECG findings such as LBBB with attenuated LVEF improvement or the lack of LVEF improvement for HF patients receiving optimal medical therapy. On the other hand, the authors associate the presence of LBBB with a positive response to CTR therapy, suggesting the relevance of dyssynchrony in the clinical maintenance of LV dysfunction in some patients.

Besides patient and clinical characteristics, genetic involvement in LVEF improvement among HFiEF patients has also been reported. Activating mutation in the angiotensin-converting enzyme or adrenergic receptor genes may attenuate LVEF response to medical therapy [34]. Mutations in the sarcomeric proteins may also be involved in LVEF improvement. HF patients having truncating mutations in the titin-A gene show a higher frequency of LVEF improvement > 10% compared with HF patients with idiopathic DCM or patients with LMNA mutations treated with guideline-directed therapies [35]. In contrast, patients with peripartum CM with truncating tintin-A mutation showed reduced likelihood of LVEF normalization at 12 months compared to patients without the same mutations [36].

Mortality and hospitalization

HFiEF patients also demonstrate significantly reduced rates of cardiovascular mortality and hospitalization for cardiac causes compared to HFrEF and HFpEF patients. From a pooled analysis of data from three studies, HFiEF had significantly lower deaths compared to HFrEF (OR: 0.345; 95% CI: 0.273 to 0.435; p = 0.000) and HFpEF (OR: 0.633; 95% CI: 0.497 to 0.807; p = 0.000) [11,28,33]. Three other studies also report a higher mortality rate for HFrEF patients (OR:1.947; 95% CL: 1.326 to 2.858; p = 0.0010) and HFpEF (OR: 1.43; 95% CL: 1.078 to 1.897; p = 0.013) [9,11,29]. Only one study, a retrospective analysis of patients in the CARDIOCHUS-CHOP registry reported significantly higher hospitalization rates among HFpEF versus HFiEF patients (Hazard Ratio [HR]: 1,411; 95% CL: 1.046 to 1.903; p = 0.024) and HFrEF versus HFiEF patients (HR: 1.388; 95% CL: 1.002 to 1.924; p = 0.049) [11]. These findings suggests that HF patients have a lower survival rate and hospitalization rates for cardiac reasons compared to both HFrEF and HFpEF patients.

Clinical presentation and outcomes

Clinical presentation

Sufficient data is lacking to provide a complete clinical picture of HFiEF patients after LVEF improvement. Such data would have guided clinical management of these patients. Current reviews describe HFiEF patients relative to HFrEF or healthy controls to determine whether HFiEF can be considered a phenotype of HF. The few available studies suggest that HFiEF patients may have a distinct clinical and biochemical profile from HFrEF and HFpEF patients as well as from the general population (those who have never heard HF) [15]. In a cross section study enrolling 358 patients from tertiary care HF center, Punnoose et al. [2] compared HFrEF and HFiEF patients after LVEF improvement. HFiEF patients were younger and less likely to have coronary artery disease compared to HFrEF patients but both cohorts had similar rates of AF, hypertension and diabetes. HFiEF patients exhibited higher systolic blood pressures and smaller LV volumes compared to HFrEF patients. However, HFiEF patients had larger LV volumes compared to HFpEF patients, suggesting the possibility of some degree of residual adverse remodelling despite LVEF improvement.

Besides clinical profile, HFiEF patients also exhibit a distinct biomarker profile. Overall, HFiEF patients have lower serum levels of B-type natriuretic peptide (BNP) and troponin compared to HFrEF patients. However, in about a half of HFiEF patients, the levels of cardiac biomarkers remained elevated suggesting ongoing neurohormonal activation and myocardial stress and injury [9]. HFiEF patients have lower exercise capacity (average peak oxygen consumption at 17-18 ml/kg/min) compared to healthy controls [28]. Compared to HFrEF patients, HFiEF have better quality of life although 25% to 75% still exhibit HF symptoms despite optimal medical therapy [2,9,28]. The current evidence suggests that HFiEF patients have a more favourable clinical, biomarker and functional characteristics than HFrEF patients but less favourable than healthy controls. Their phenotypic improvement does not necessarily reflect full recovery from adverse structural remodelling or remission of HF.

Clinical outcomes

HFiEF patients have favourable clinical outcomes relative to HFrEF and HFpEF patients. Several prospective moderate-sized cohorts of HFiEF have reported higher survival rates of 80% to 90% compared to 65% to 75% of HFrEF patients [26,28,31]. HFiEF patients with normalized LVEF exhibit the most favourable outcomes. Those with partial improvement to between 41% and 49% from <35% also show better survival rates compared to HFpEF patients with preserved LVEF between 41% and 49% [28]. These findings suggests that improvement in LVEF is an independent predictor of improved heart transplantation survival even after accounting for differences in LVEF, HF duration, and beta-blocker treatment at index admission [37]. The findings suggest that reverse remodelling itself may lead to increased survival [38]. However, overall survival of HFiEF patients is lower than in healthy controls [26].

Natural studies of HF show that HFiEF patients are still at a higher risk of developing HFrEF compared to healthy controls. Factors associated with HFrEF recurrence among HFiEF patients include discontinuation of HF therapy, older age, longer HF duration, larger LVEDD, lower LVEF, LBBB, larger LVEDD, slower heart rate, hypertension and lower glomerular filtration rate (GFR) [26,28,39,40]. Same to the association of severe LVEF remodelling with reduced rates of LVEF improvement, larger LV diameter is associated with an increased risk of future reduction in LVEF [26,39]. Mechanics for LV deformation may also predict HFiEF patients at a higher risk of developing recurrent HFrEF. A more negative GLS at the time of LVEF improvement increases the risk of future deterioration of LVEF [30]. The mean GLS in the HFiEF patients was -14.4%, which was lower than the current normal value of -17% to -20%. The association of GLS with future LVEF decline suggests HFiEF patients may remain with subtle but detectable myocardial abnormalities [30]. The presence of LBBB has also been associated with an independent risk for the deterioration of LVEF [26]. Although several risk factors have been linked with increased likelihood a recurrence of LVEF, it remains difficult to predict with accuracy which HFiEF patents may experience HFrEF recurrence.

Mechanisms of HFiEF

Transforming growth factor beta and endothelin-1 pathway: The precise mechanisms underlying HFiEF remains unclear but available evidence suggests the involvement of neurohormonal and electrical aberrations. The association between continued HF therapy and LVEF improvement suggests the transforming growth factor beta and endothelin-1 (TGF-β1) pathway that HF therapy targets may provide valuable insights into the mechanisms underlying LVEF improvement. Upregulation of angiotensin II signalling, which mimics neurohormonal activation observed in HFrEF patients may be involved in the deleterious cardiomyocyte hypertrophy mediated by the transforming growth factor beta and endothelin-1 [41]. ACE-I drugs downregulates TGF-β1 pathway by suppressing fibroblast signalling and collagen deposition, and in the process inhibit myocardial fibrosis [42].

Beta-adrenergic stimulation: ACEI/ARBs also inhibit the effect of beta-adrenergic stimulation by enhancing myocardial nitric oxide production, which attenuates the positive inotropic effect of beta-agonists [43,44]. Adrenergic receptor stimulation causes cardiomyocyte hypertrophy and subsequent development of HF mediated by G-protein-coupled receptor (GPCR) pathways [45,46]. The use of beta-blockers normalizes the GPCR function and enhance myocardial contractility [47]. Beta-blockers also normalizes the calcium signalling by regulating ryanodine receptor function leading to enhanced contractility [48].

Electrophysiological processes

Current evidence also points towards the involvement of electrophysiological processes in reverse ventricular remodelling in HFiEF patients. The gene expression profile of contractile proteins is altered in HFiEF patients who respond to CRT, with increased expression of α-myosin heavy chain and phospholamban and decreased expression of β-myosin heavy chain [49,50]. CRT as well induces structural changes accompanied with restoration of normal T-tubule and ryanodine receptor organization in a canine model of HF with LBBB [51]. The presence of AF can also inhibit reverse remodelling. Restoration of sinus rhythm by catheter ablation may also result in higher rates of improvement of LVEF in HFrEF patients, which is less frequent in HFrEF patients on rate control alone [52,53]. Molecular mechanisms that underlie LVEF improvement remain unclear. However, whether by attenuation of abnormal neurohormonal and electrical activity, structural changes induced by HF regimens may help to explain the mechanisms of reverse remodelling.

Clinical management

Current HF treatment

Evidence-based management of HF relies almost entirely on findings from HFrEF patients, and is distinctly different from that provided to HFpEF patients (Table 3). A greater majority of the evidence supporting the use of HF medical therapy involves HFrEF patients. In particular, clinical trials demonstrating a reduction in mortality excluded HFpEF patients [54]. Thus, diagnosis and treatment of HF patients requires distinguishing the two most common HF phenotypes, which are core quality measure for HFiEF management.

Table 3: Treatment for HFrEF and HFpEF patients

Treatment

Indications for HFrEF

(Evidence supporting its use)

Indications for HFpEF (Evidence supporting its use)

ACEI

All patients (reduces mortality)

No evidence

Β-blocker

All symptomatic patients (reduces mortality)

No evidence

Aldosterone Antagonists

Rest dyspnoea, post-MI with DM/symptomatic HF (reduces mortality)

No evidence

Nitrates

African American Patients with persistence HF despite OMT/ intolerance to ACEI/ARBs due to renal insufficiency (reduces mortality)

No evidence

Diuretics

As needed for fluid overload

As needed for fluid overload

ARBs

Intolerance to ACEI due to cough/angioedema (reduces mortality)

Symptomatic patients (reduces hospitalization rates)

Digoxin

Persistent symptoms despite background therapy, HF and AF (reduces mortality).

No evidence

ICD

EF<35% and ischemic cardiomyopathy (reduces mortality).

No evidence

Treatment of HFrEF, in the absence of contraindications, usually includes ACEI and beta-blockers, which are the key treatments for HFrEF patients. Aldosterone antagonists may be indicated for HFrEF patients having or recently had rest dyspnoea. They are also indicated for HFrEF patients with 3 to 4 days post-MI and have DM or are asymptomtomatic. Indications for African Americans exhibiting persistent symptoms despite optimal medical therapy using ACEI, beta-blockers and diuretics are nitrates. ICD is also used in the treatment of HFrEF reduces the risk of death. On the other hand, treating HF with preserved LVEF (HFpEF) lacks sufficient evidence-based treatment because of a paucity of studies involving HFpEF patients. However, it is common for patients to use diuretics to control signs and symptoms of congestion. The CHARM-Preserved trial demonstrated the effectiveness of Candesartan – an ARB in reducing the rates of hospitalization among asymptomatic patients with a preserved LVEF.

Challenges in HFiEF treatment

The current guidelines provide recommendations for the treatment of HFrEF and HFpEF. However, the two treatment options do not clearly address the treatment of HFiEF patients due to differences in clinical and biochemical profiles. At present is it unclear whether HFiEF patients should continue with the HF medication regimen they followed when they improved their LVEF or they should receive medication regimen for HFpEF patients. Complicating the choice is the lack of studies investigating the impact of serial measurement of LVEF in HF patients. Only two small-sized studies indicated prognostic significance of serial LVEF measurement where the LVEF was improving but their reproducibility and clinical significant was not clear [55,56]. Both the ACCF/AHA, and the ESC HF guidelines recommend repeat LVEF measurement only when clinically indicated [57,58].

The accuracy of serial LVEF measurement using echocardiography has several limitations. To date, echocardiography remains the most widespread used cardiac imaging modalities because it is fast, portable and non-invasive [54]. However, physiologic limitations and challenges of calculating a 3D parameter with 2D images limits the usefulness of echocardiography for the measurement of LVEF. The modality lacks the ability to reliably identify small changes or improvement in LVEF. Techniques such as contrast or radionuclide ventriculography can improve reliability but are more costly and invasive [59]. A systematic review comparing echocardiography with contrast or radionuclide ventriculography reported no method in general use to measure LVEF from echocardiographic images could provide a 95% CI of changes of ±10 percentage points in the measurement of LVEF [60]. However, the American Society of echocardiography has published standards to improve measurement technique and minimize variability in LVEF measurement [61].

Recurrence of reduced LVEF

Treatment for HF usually considers reversible and non-reversible causes of HF. Treatment regimens such as diuretics, oxygen and other supportive therapies can reverse symptoms of congestion. Reversible aetiologic agents of HF include alcohol cardiotoxicity, thyroid disease, tachycardia, anaemia, valvular heart disease and coronary artery disease [54]. However, reversing symptoms does not necessarily imply the reversal of the HF itself. Besides, normalization of LVEF in HFiEF patients does not mean HF has been cured.

Moon et al. [40] studies the recovery and recurrence of LV systolic dysfunction in 42 HF patients due to idiopathic DCM whose LVEF had normalized, increasing from a mean of 26% to ≥40% with an absolute increase of LVEF ≥ 10%. During a follow-up period of 41 months and 19% of the patients experienced a reduction in LVEF, especially among patients who had discontinued HF medication. In a related prospective study, Cioffi et al. [62] followed 110 HFrEF patients on guideline directed therapy, and reported 18% had normalized their LVEF during a 17-months follow-up, but in 55% of the cases, the normalization was transient. COPD was a major determinant of the recurrence of HFrEF. In an Italian registry, prospective follow-up of 581 patients with DCM reported healing (reverse remodelling) in 16% of the patients in response to treatment with ACEI and beta-blockers. However, in the majority of the patients, the aetiologic agent remained [63].

Continuation of HF treatment

The benefits of whether to continue or discontinue HF therapy among HFiEF patients remains unclear. However, a recent clinical trial valuating the impact of the discontinuation of HF therapy in HFiEF patients associates it with recurrence of reduced LVEF [64]. Halliday et al. [64] examined the effect of phased withdrawal of HF medication in 51 patients with previous DCM but now asymptomatic – LVEF had improved from <40% to ≥50%, LVEDV had normalized and had N-terminal pro-B-type natriuretic peptide levels < 250 ng/L. twenty-five (25) were randomized to treatment withdrawal group and 26 to continued treatment group. In the first six months, 44% of the treatment withdrawal group experience a relapse of HF defined as reduction in LVEF > 10% and to < 50%, while none of the treatment group has a relapse. After six months, 25 patients in the treatment group withdrew treatment and in the next six months, nine of them experienced a relapse. The study recommended continued HF treatment among HFiEF patients because of the high risk of relapse following treatment withdrawal. Until robust predictors of relapse are defines, HF treatment among HFiEF patients should continue indefinitely [64].

The recent study by Halliday et al. [64] have important clinical implications in the management of HFiEF patients. The study suggests that the mechanisms of LVEF improvement after adherence to guideline-directed HF regimens remain to be elucidated. Besides LVEF, biomarker and clinical profiles that align with treatment are lacking. There is no sign or feature to indicate that previously indicated HF treatment for reduced LVEF is no longer necessary and could be safely discontinued. Wilcox, and Yancy [65] suggest the need for a more precise nomenclature. HFiEF patients with restored LV function are less likely to have recovered (healed) ventricular function and more appropriately, they described them as having ventricular dysfunction in remission. The Halliday study [64] endorses the view that most HFiEF patients with improved ventricular function as measured by LVEF are in remission and have an indefinite indication for evidence-based HF treatment without interruption.

Normalization of ventricular function in HFiEF patients following exposure to guideline-directed therapy suggests the restoration of intrinsic contractility and cardiac mechanics assessed by Lagrangian strain, the normalization of protein expression and the restoration of neurohormonal milieu that is no longer activated. However, many HFiEF patients may still have underlying abnormal cardiac mechanics such as impaired longitudinal strain and remain at risk for clinical events and HF relapse, even with continued medical treatment. Thus, HFiEF patients who relapse may have abnormal strain whereas those who do not relapse have normal strain measurements. However, measurement of strain has not been standardized. For instance, feature tracking CMR methods have a much higher reported normal values.

Conclusion

HFiEF is a relatively recent description of a subset of HF patients. Its definition is not based on specific clinical, biomarker or structural features rather on the changes (improvement) of LVEF to normal values in patients with previously reduced LVEF. However, the precise definition of HFiEF is lacking with different studies providing different LVEF cut off values of >40%, >45%, > 50%, or an increase of > 10%. The lack of definitional uniformity undermines a holistic understanding of this HF phenotype. Nonetheless, HFiEF has important implications for the management of HF patients. They account for a significant percentage in HF referral population. They have more favourable clinical, biomarker and functional characteristics compared to HFrEF and HFpEF patients, but less favourable compared to healthy controls. Relative to HFrEF patients, HFiEF patients are younger, have a shorter HF duration, and have fewer comorbidities. Factors that predict LVEF improvement in HFrEF patients include the female sex, shorter duration of HF, den novo onset of HF, non-ischemic aetiology, NYHA functional class II-III, normal GLS (>16), and beta-blocker therapy. Diagnosis of HFiEF is based purely on the improvement or normalization of LVEF as measured by echocardiography. Clinical management remains a challenge since current guidelines only provide recommendation for HFrEF and HFpEF, which may not address the differences in clinical and biochemical profiles of HFiEF patients. Since the withdrawal of guideline-directed medical therapy increases the risk of relapse of reduced LVEF in a majority of patients, indefinite continuation of HF treatment is recommended until such a time when robust predictors of relapse have been defined.

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Editorial Information

Editor-in-Chief

Article Type

Review Article

Publication history

Received date: May 03, 2020
Accepted date: May 15, 2020
Published date: May 22, 2020

Copyright

©2020 Albakri A. This is an open-access article distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.

Citation

Albakri A (2020) Heart failure with improved ejection fraction: A review and pooled analysis of pathophysiology, diagnosis and clinical management4 DOI: 10.15761/IMC.1000141

Corresponding author

Aref Albakri

St-Marien Hospital Bonn Venusberg, Department of Internal Medicine, Bonn, Germany

E-mail : bhuvaneswari.bibleraaj@uhsm.nhs.uk

Figure 1. Difference in lvef mean between baseline and follow-up

Table 1: Characteristics of included studies

1st Author [Ref #]

Year

Country

Design

Patient Population

Sample

Definition of LVEF

Predictors of LV Recovery

Cicoira [24]

2001

Italy

Retrospective

Chronic HF (iDCM)

98

≥ 40%

Men, older, & NICM and on ACE-I/ARB & β-blocker

Punnoose [2]

2011

US

Retrospective

Clinical Diagnosis of HF

358

≥ 40%

Young age, less AF, hypertension, and DM

Wilcox [25]

2012

U.S.

Prospective

Improve HF Trial

2709

> 10% increase

Female sex, no prior MI, non-ischemic HF

aetiology, and no digoxin use

Basuray [9]

2014

U.S

Prospective

HF patients in tertiary clinics

1821

≥ 50%

Abnormal biomarker profile – troponin I

De Groote [26]

2014

France

Prospective

Chronic HF on β-blocker

174

≥ 45%

Negative predictors are high LVEDD, low heart rate and the presence of complete LBBB

Florea [14]

2016

International

Prospective

HF from Val-HeFT

3519

> 40%

Less severe hemodynamic, biomarker, and neurohormonal profile, higher BP and β-blocker or valsartan

Kalogeropoulos [27]

2016

U.S

Retrospective

Adult outpatient with HF

2166

> 40%

Young age, male, less likely to have coronary artery disease, DM, and kidney disease  and taking ACEI/ARB

Nadruz [28]

2016

U.S

Prospective

HF patients referred to CPET

837

> 40%

Use of β-blockers and ACEI/ARB

Trulas [29]

2016

Spain

Retrospective

Spanish HF Registry

1202

≥ 50%

Young age,

NYHA II-III, lower prevalence of DM, dementia and cerebrovascular disease, higher

prevalence of COPD

Adamo [30]

2017

US

Retrospective

HD patients with LVEF <  50%

96

> 10% increase; > 50%

Normal GLS (> 16) - Men, older, & NICM and receiving ACE-I/ARB & β-blocker

Lupon [31]

2017

Spain

Prospective

Ambulatory HF patients

1057

≥ 45%

Men with

ischaemic HD, older age, NYHA II-III,, non-ischemic aetiology

Bermejo [11]

2018

Spain

Retrospective

Referral to HF Unit

449

> 40%

Younger age NYHA II-III, treatment with RAAS

inhibitors and β-blockers, absence

Swat [32]

2018

U.S.

Retrospective

Hospitalized NICM Patients

166

≥40% &≥10% improvement

Normal GLS, smaller LVEDD and LVESD

Park [33]

2019

Korea

Prospective

Hospitalized for Acute HF

1980

≥ 50%

Younger age, female sex, de novo HF, hypertension, AF and β-blocker

ACEI/ARB: Angiotensin converting enzyme – inhibitor/Angiotensin Receptor Blocker; AF: Atrial Fibrillation; DM: Diabetes Mellitus; GLS: Global Longitudinal Strain; HD: Heart Disease; HF: Heart Failure; iDCM: Idiopathic Dilated Cardiomyopathy; LBBB: Left Bundle–Branch Block; LVEDD: Left Ventricular End Diastolic Diameter; LVEF: Left Ventricular Ejection Fraction; MI: Myocardial Infarction; NICM: Non-Ischemic Cardiomyopathy; RAAS: Renin-Angiotensin-Aldosterone System

Table 2: Predictors of LVEF improvement at index admission

Predictor

OR

95% CI

P-value

Studies

Age

0.980

0.971-0.989

0.000

24,32,33

NYHA III-IV

0.422

0.199-0.893

0.024

11

Male

0.727

0.618-0.856

0.000

14,32,33

Ischemic origin

0.479

0.400-0.574

0.000

11,14,33

Hypertension

1.400

1.122-1.747

0.003

24,33

GLS (> 16)

1.226

1.083-1.388

0.001

30,32

BB at discharge

1.578

1.073-2.323

0.021

14,33

Table 3: Treatment for HFrEF and HFpEF patients

Treatment

Indications for HFrEF

(Evidence supporting its use)

Indications for HFpEF (Evidence supporting its use)

ACEI

All patients (reduces mortality)

No evidence

Β-blocker

All symptomatic patients (reduces mortality)

No evidence

Aldosterone Antagonists

Rest dyspnoea, post-MI with DM/symptomatic HF (reduces mortality)

No evidence

Nitrates

African American Patients with persistence HF despite OMT/ intolerance to ACEI/ARBs due to renal insufficiency (reduces mortality)

No evidence

Diuretics

As needed for fluid overload

As needed for fluid overload

ARBs

Intolerance to ACEI due to cough/angioedema (reduces mortality)

Symptomatic patients (reduces hospitalization rates)

Digoxin

Persistent symptoms despite background therapy, HF and AF (reduces mortality).

No evidence

ICD

EF<35% and ischemic cardiomyopathy (reduces mortality).

No evidence